Data Governance

Document Control Policy

A document control policy template defining version control, approval, distribution and retention of controlled documents, aligned to ISO 27001, SOC 2.

14-20 pages|Updated 2026-09-12|2 frameworks
Aligned to:
ISO 27001
SOC 2

What's Included

1. Purpose & Scope

Objective and document classes controlled.

Policy ObjectiveControlled Document TypesRoles and Responsibilities

2. Creation & Approval

Who writes and who approves.

Authoring StandardsReviewApproval AuthorityEffective Date

3. Version Control

Prevents two versions being in use at once.

Numbering ConventionChange HistorySuperseded HandlingSingle Source of Truth

4. Distribution & Access

Getting the current version to the right people.

Publication LocationAccess RightsNotification of ChangeExternal Distribution

5. Retention & Disposal

How long documents are kept.

Retention PeriodsArchivalSecure DisposalLegal Hold Interface

6. Review

Cadence of review.

Scheduled ReviewTrigger-Based ReviewAnnual Policy Review

Frequently Asked Questions

What should a document control policy include?

A comprehensive document control policy should include purpose & scope, creation & approval, version control, distribution & access, and more. This template covers 6 key sections aligned to ISO 27001, SOC 2 requirements.

Which frameworks require a data governance policy?

Major frameworks requiring data governance policies include ISO 27001, SOC 2. This template maps directly to their control requirements, making it easier to demonstrate compliance across multiple standards.

How often should a document control policy be reviewed?

Best practice is to review your document control policy at least annually, or whenever significant changes occur in your organisation, technology environment, or regulatory landscape. Most frameworks including ISO 27001 and NIST CSF require documented policy review cycles.

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