CFTC System Safeguards (17 CFR 37, 38, 39, 49)
CFTC System Safeguards: Business Continuity and Disaster Recovery

CFTC System Safeguards (17 CFR 37, 38, 39, 49) CFTC-SS-8: Business Continuity and Disaster Recovery Plan and Resources

Maintain a business continuity and disaster recovery plan, emergency procedures, backup facilities and physical, technological and personnel resources sufficient to enable timely recovery and resumption of operations and of the ongoing fulfilment of the registrant responsibilities and obligations following any disruption.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

What else in your programme already covers this

This control maps to 81 controls across 21 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

HIPAA Security Rule · 6 controls

NIST SP 800-66 Rev 2 · 6 controls

APRA CPS 230 Operational Risk Management · 5 controls

  • CPS230-20 Prevention, Adaptation and Return to Normal Operations
  • CPS230-26 Critical Operations Register, Continuity Plan and Activation
  • CPS230-P18 Integration with the Risk Management Framework and Recovery Planning
  • CPS230-P40 Required Content of the Business Continuity Plan
  • CPS230-P41 BCP Execution Capability and Tolerance Breach Reporting

Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.1 · 5 controls

FedRAMP High · 5 controls

  • CP-1 Policy and Procedures
  • CP-2 Contingency Plan
  • CP-6 Alternate Storage Site
  • CP-7 Alternate Processing Site
  • CP-9 System Backup

FedRAMP Moderate · 5 controls

  • CP-1 Policy and Procedures
  • CP-2 Contingency Plan
  • CP-6 Alternate Storage Site
  • CP-7 Alternate Processing Site
  • CP-9 System Backup

NIST SP 800-53 Rev 5 MODERATE · 5 controls

  • CP-1 Policy and Procedures
  • CP-2 Contingency Plan
  • CP-6 Alternate Storage Site
  • CP-7 Alternate Processing Site
  • CP-9 System Backup

NIST SP 800-53 Revision 5.1 HIGH · 5 controls

  • CP-1 Policy and Procedures
  • CP-2 Contingency Plan
  • CP-6 Alternate Storage Site
  • CP-7 Alternate Processing Site
  • CP-9 System Backup

ISO 27001:2022 · 4 controls

  • 5.29 Information security during disruption
  • 5.30 ICT readiness for business continuity
  • 8.13 Information backup
  • 8.14 Redundancy of information processing facilities

ISO 27002:2022 · 4 controls

  • 5.29 Information security during disruption
  • 5.30 ICT readiness for business continuity
  • 8.13 Information backup
  • 8.14 Redundancy of information processing facilities

NIST Cybersecurity Framework 2.0 · 4 controls

  • NIST-CSF-ID.IM-04 Incident response plans and other cybersecurity plans that affect operations are established, communicated, maintained, and improved
  • NIST-CSF-PR.DS-11 Backups of data are created, protected, maintained, and tested
  • NIST-CSF-PR.IR-03 Mechanisms are implemented to achieve resilience requirements in normal and adverse situations
  • NIST-CSF-RC.RP-01 The recovery portion of the incident response plan is executed once initiated from the incident response process

NIST SP 800-53 Rev 5 · 4 controls

C5 (Germany) · 3 controls

CIS Controls v8 · 3 controls

  • CIS-11.1 Establish and Maintain a Data Recovery Process
  • CIS-11.2 Perform Automated Backups
  • CIS-11.4 Establish and Maintain an Isolated Instance of Recovery Data

ISO 22301:2019 · 3 controls

  • 8.3.4 Resource requirements
  • 8.3.5 Implementation of solutions
  • 8.4.4 Business continuity plans

NIST SP 800-161 Rev 1 · 3 controls

NIST SP 800-53 Rev 5 LOW · 3 controls

  • CP-1 Policy and Procedures
  • CP-2 Contingency Plan
  • CP-9 System Backup

SOC 2 · 3 controls

  • SOC2-A1.2 Environmental protections, data backups, and recovery infrastructure support availability
  • SOC2-CC7.5 Identifies the root cause of security incidents
  • SOC2-CC9.1 Identifies, selects and develops risk mitigation activities

Azure Security Benchmark · 2 controls

  • ASBv3-GS-8 Define and implement backup and recovery strategy
  • BR-1 Ensure regular automated backups

DORA · 2 controls

CMMC 2.0 · 1 control

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

Other controls in CFTC System Safeguards: Business Continuity and Disaster Recovery

You are reading one control. How much of CFTC System Safeguards (17 CFR 37, 38, 39, 49) have you already done?

CFTC System Safeguards (17 CFR 37, 38, 39, 49) CFTC-SS-8 is one control. If you already hold one of the frameworks below, a reviewed crosswalk already says how much of CFTC System Safeguards (17 CFR 37, 38, 39, 49) your existing evidence covers. Hold NIST Cybersecurity Framework 2.0 and 28 of 39 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls already carry evidence.

If you hold NIST Cybersecurity Framework 2.071.8% covered · 11 gapsIf you hold FedRAMP Moderate69.2% covered · 12 gapsIf you hold Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.161.5% covered · 15 gapsIf you hold C5 (Germany)59% covered · 16 gapsIf you hold DORA51.3% covered · 19 gapsIf you hold NIST SP 800-161 Rev 148.7% covered · 20 gaps

Each report names every control your existing framework evidences, every one it does not, the reasoning behind each claim, and the claims that were argued against and rejected. 5 were rejected on the NIST Cybersecurity Framework 2.0 pair alone.

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Query this from an agent

The graph holds this control, the 81 it maps to, and the evidence behind each claim, over MCP and REST.

MCP endpointAll CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls