CFTC System Safeguards (17 CFR 37, 38, 39, 49)
CFTC System Safeguards: Business Continuity and Disaster Recovery

CFTC System Safeguards (17 CFR 37, 38, 39, 49) CFTC-SS-11: Testing and Review of Business Continuity and Disaster Recovery Capabilities

Conduct regular periodic testing and review of business continuity and disaster recovery capabilities, using protocols adequate to establish that backup resources are sufficient to meet the recovery requirements, and retain the results.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

What else in your programme already covers this

This control maps to 39 controls across 17 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

FedRAMP High · 4 controls

  • CP-3 Contingency Training
  • CP-4 Contingency Plan Testing
  • CP-4(1) Coordinate with Related Plans
  • CP-9(1) Testing for Reliability and Integrity

FedRAMP Moderate · 4 controls

  • CP-3 Contingency Training
  • CP-4 Contingency Plan Testing
  • CP-4(1) Coordinate with Related Plans
  • CP-9(1) Testing for Reliability and Integrity

C5 (Germany) · 3 controls

  • C5-BCM-04 Verification, updating and testing of the business continuity
  • C5-OPS-08 Data Backup and Recovery - Regular Testing
  • C5-PS-02 Redundancy model

Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.1 · 3 controls

NIST Cybersecurity Framework 2.0 · 3 controls

  • NIST-CSF-ID.IM-01 Improvements are identified from evaluations
  • NIST-CSF-PR.DS-11 Backups of data are created, protected, maintained, and tested
  • NIST-CSF-RC.RP-03 The integrity of backups and other restoration assets is verified before using them for restoration

APRA CPS 230 Operational Risk Management · 2 controls

  • CPS230-33 Systematic BCP Testing Program
  • CPS230-P27 Comprehensive Assessment of the Operational Risk Profile

Azure Security Benchmark · 2 controls

CIS Controls v8 · 2 controls

  • CIS-11.1 Establish and Maintain a Data Recovery Process
  • CIS-11.5 Test Data Recovery

DORA · 2 controls

HIPAA Security Rule · 2 controls

ISO 27001:2022 · 2 controls

  • 5.30 ICT readiness for business continuity
  • 8.13 Information backup

ISO 27002:2022 · 2 controls

  • 5.30 ICT readiness for business continuity
  • 8.13 Information backup

NIST SP 800-161 Rev 1 · 2 controls

NIST SP 800-53 Rev 5 · 2 controls

NIST SP 800-66 Rev 2 · 2 controls

ISO 22301:2019 · 1 control

  • 8.5 Exercise programme

SOC 2 · 1 control

  • SOC2-A1.3 A1.3 Testing recovery plan procedures

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

Other controls in CFTC System Safeguards: Business Continuity and Disaster Recovery

You are reading one control. How much of CFTC System Safeguards (17 CFR 37, 38, 39, 49) have you already done?

CFTC System Safeguards (17 CFR 37, 38, 39, 49) CFTC-SS-11 is one control. If you already hold one of the frameworks below, a reviewed crosswalk already says how much of CFTC System Safeguards (17 CFR 37, 38, 39, 49) your existing evidence covers. Hold NIST Cybersecurity Framework 2.0 and 28 of 39 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls already carry evidence.

If you hold NIST Cybersecurity Framework 2.071.8% covered · 11 gapsIf you hold FedRAMP Moderate69.2% covered · 12 gapsIf you hold Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.161.5% covered · 15 gapsIf you hold C5 (Germany)59% covered · 16 gapsIf you hold DORA51.3% covered · 19 gapsIf you hold NIST SP 800-161 Rev 148.7% covered · 20 gaps

Each report names every control your existing framework evidences, every one it does not, the reasoning behind each claim, and the claims that were argued against and rejected. 5 were rejected on the NIST Cybersecurity Framework 2.0 pair alone.

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The graph holds this control, the 39 it maps to, and the evidence behind each claim, over MCP and REST.

MCP endpointAll CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls