ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia) RG274.96-101: Set distribution conditions that direct distribution to the target market

The TMD must specify conditions and restrictions on distribution, for example the permitted channels, types of distributor, eligibility checks or scripts, that make it probable that buyers fall inside the target market. If significant distribution occurs outside the target market, the issuer must add conditions to its TMD or stop distribution.

Other controls in Section D: Issuers, target market determinations – ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia)

RG274.103-108 Specify product-specific review triggers
RG274.109-112 Set reasonable maximum periods for the first and later reviews
RG274.113-119 Specify the information distributors must report, who reports and when, including complaints
RG274.137-139 Publish the TMD before any distribution
RG274.59-63 Prepare a written TMD with every element the Act requires (s 994B(5))
RG274.64-95 Make the TMD appropriate: describe a target market whose needs the product and its key attributes are likely to meet

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