ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)
Chapter 5 and 5A: Trading conduct, systems and crossing systems – ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)

ASIC Market Integrity Rules (Securities Markets) 2017 (Australia) 5.5: Maintain organisational and technical resources and trading management arrangements to trace every order

A trading participant must have the organisational and technical resources so its trading messages do not interfere with market efficiency, integrity or platform functioning and it complies with all rules, and must be able at all times to determine the origin of every order and trading message (processing stages and times, the person and capacity, whether automated, the device and responsible DTR), keeping records of those arrangements. Amendment Instrument 2026/574 (registered 17 September 2026, in force 17 March 2028) changes this rule.

Maintained by Gerard Blokdyk

Other controls in Chapter 5 and 5A: Trading conduct, systems and crossing systems – ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)

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