ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)
Chapter 5 and 5A: Trading conduct, systems and crossing systems – ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)

ASIC Market Integrity Rules (Securities Markets) 2017 (Australia) 5.4B: Do not pay order incentives above the commission earned

Where orders come through an arrangement to direct order flow, the participant must not pay the referrer a cash amount greater than its commission on those orders and must take reasonable steps to ensure the referrer has not paid such amounts to others.

Maintained by Gerard Blokdyk

Other controls in Chapter 5 and 5A: Trading conduct, systems and crossing systems – ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)

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