An account may be opened and deposits accepted before CDD is complete, provided no money, property or virtual assets are transferred or made available until it is. A broker may execute an acquisition or disposal of securities, derivatives or foreign exchange contracts on a declared market that must be done quickly, provided it is not a managed investment scheme interest needing a product disclosure statement, the entity does not take cash or virtual assets to fund it, release sale proceeds, pass on acquired assets or refund the price until CDD is complete, and CDD is completed within 5 business days. A service through a foreign establishment may proceed before CDD where that country's FATF-based law allows and the entity complies with its local KYC law.
The graph holds this control, the 0 it maps to, and the evidence behind each claim, over MCP and REST.