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EU Carbon Border Adjustment Mechanism (CBAM)

European Union
vRegulation (EU) 2023/956 (transitional phase: October 1, 2023 - December 31, 2025; definitive system: January 1, 2026 - onward)
7 domains
24 controls

The EU Carbon Border Adjustment Mechanism (CBAM) is an EU import-side carbon-pricing instrument designed to address carbon leakage and to mirror, at the border, the carbon cost faced by EU producers under the EU Emissions Trading System (EU ETS). Regulation (EU) 2023/956 applies to imports of cement, iron and steel, aluminium, fertilisers, electricity and hydrogen (Annex I), with downstream products added by 2025 amending acts. The CBAM has a transitional phase from 1 October 2023 until 31 December 2025 (quarterly reporting only) and a definitive phase from 1 January 2026 (financial obligation: authorised CBAM declarants must surrender CBAM certificates corresponding to the embedded emissions in the imported goods, at a price linked to the EU ETS allowance auction price). Operation: importers must obtain authorised CBAM declarant status (Art.4-5), file annual CBAM declarations covering embedded emissions (Art.6), verify embedded emissions through accredited verifiers (Art.8), and may deduct carbon prices paid in the country of origin (Art.9). Certificates are sold by Member States (Art.20), surrendered annually (Art.22, with minimum 80% holding rule), with limited repurchase (Art.23) and annual cancellation (Art.24). Enforcement: penalties for unsurrendered certificates (Art.26) and anti-circumvention (Art.27).

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Framework Domains (7)

CBAM - CBAM Certificates (Ch IV)

3 controls
Controls in the CBAM - CBAM Certificates (Ch IV) domain of EU Carbon Border Adjustment Mechanism (CBAM)3 controls
CodeTitle
CBAM-Art.20_21Sale and price of CBAM certificates (Articles 20 and 21)
CBAM-Art.22Surrender of CBAM certificates and minimum 80% holding rule (Article 22)
CBAM-Art.23_24Repurchase and cancellation of CBAM certificates (Articles 23 and 24)

CBAM - Competent Authorities and CBAM Registry (Ch III)

5 controls
Controls in the CBAM - Competent Authorities and CBAM Registry (Ch III) domain of EU Carbon Border Adjustment Mechanism (CBAM)5 controls
CodeTitle
CBAM-Art.11_12_13Competent authorities, Commission tasks and professional secrecy (Articles 11, 12, 13)
CBAM-Art.14_16CBAM registry and accounts (Articles 14 and 16)
CBAM-Art.15Risk analysis by competent authorities and the Commission (Article 15)
CBAM-Art.17Authorisation criteria and conditions (Article 17)
CBAM-Art.18_19Accreditation of verifiers and review of declarations (Articles 18 and 19)

CBAM - Coordination with EU ETS and Reporting (Ch VIII-IX)

1 controls
Controls in the CBAM - Coordination with EU ETS and Reporting (Ch VIII-IX) domain of EU Carbon Border Adjustment Mechanism (CBAM)1 controls
CodeTitle
CBAM-Art.30_31Review, reporting and coordination with EU ETS (Articles 30 and 31)

CBAM - Importation Rules and Enforcement (Ch V-VI)

3 controls
Controls in the CBAM - Importation Rules and Enforcement (Ch V-VI) domain of EU Carbon Border Adjustment Mechanism (CBAM)3 controls
CodeTitle
CBAM-Art.25Rules applicable to the importation of goods (Article 25)
CBAM-Art.26Penalties for non-surrender (Article 26)
CBAM-Art.27Circumvention monitoring (Article 27)

CBAM - Obligations of Authorised CBAM Declarants (Ch II)

7 controls
Controls in the CBAM - Obligations of Authorised CBAM Declarants (Ch II) domain of EU Carbon Border Adjustment Mechanism (CBAM)7 controls
CodeTitle
CBAM-Art.10Registration of operators and installations in third countries (Article 10)
CBAM-Art.4Importation of Annex I goods only by authorised CBAM declarants (Article 4)
CBAM-Art.5Application for authorisation (Article 5)
CBAM-Art.6Annual CBAM declaration (Article 6)
CBAM-Art.7Calculation of embedded emissions (Article 7)
CBAM-Art.8Verification of embedded emissions (Article 8)
CBAM-Art.9Carbon price paid in the country of origin (Article 9)

CBAM - Subject Matter, Scope and Definitions (Ch I)

3 controls
Controls in the CBAM - Subject Matter, Scope and Definitions (Ch I) domain of EU Carbon Border Adjustment Mechanism (CBAM)3 controls
CodeTitle
CBAM-Art.1Subject matter and Annex I goods (Article 1)
CBAM-Art.2Scope of covered goods (Article 2)
CBAM-Art.3Definitions (Article 3)

CBAM - Transitional and Final Provisions (Ch X-XI)

2 controls
Controls in the CBAM - Transitional and Final Provisions (Ch X-XI) domain of EU Carbon Border Adjustment Mechanism (CBAM)2 controls
CodeTitle
CBAM-Art.32_33_34_35Transitional phase (Articles 32-35)
CBAM-Art.36Entry into force and application (Article 36)

Maps to 1 other framework

24 total controls
CSRD
4 source controls mapped|2 target controls covered
17%

Frequently Asked Questions

What is EU Carbon Border Adjustment Mechanism (CBAM)?

EU Carbon Border Adjustment Mechanism (CBAM) is a compliance framework from European Union with 7 domains and 24 controls. The EU Carbon Border Adjustment Mechanism (CBAM) is an EU import-side carbon-pricing instrument designed to address carbon leakage and to mirror, at the border, the carbon cost faced by EU producers under the EU Emissions Trading System (EU ETS). Regulation (EU) 2023/956 applies to imports of cement, iron and steel, aluminium, fertilisers, electricity and hydrogen (Annex I), with downstream products added by 2025 amending acts. The CBAM has a transitional phase from 1 October 2023 until 31 December 2025 (quarterly reporting only) and a definitive phase from 1 January 2026 (financial obligation: authorised CBAM declarants must surrender CBAM certificates corresponding to the embedded emissions in the imported goods, at a price linked to the EU ETS allowance auction price). Operation: importers must obtain authorised CBAM declarant status (Art.4-5), file annual CBAM declarations covering embedded emissions (Art.6), verify embedded emissions through accredited verifiers (Art.8), and may deduct carbon prices paid in the country of origin (Art.9). Certificates are sold by Member States (Art.20), surrendered annually (Art.22, with minimum 80% holding rule), with limited repurchase (Art.23) and annual cancellation (Art.24). Enforcement: penalties for unsurrendered certificates (Art.26) and anti-circumvention (Art.27). It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

How many controls does EU Carbon Border Adjustment Mechanism (CBAM) have?

EU Carbon Border Adjustment Mechanism (CBAM) has 24 controls organised across 7 domains. The largest domains are CBAM - Obligations of Authorised CBAM Declarants (Ch II) (7 controls), CBAM - Competent Authorities and CBAM Registry (Ch III) (5 controls), CBAM - CBAM Certificates (Ch IV) (3 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

What frameworks does EU Carbon Border Adjustment Mechanism (CBAM) map to?

EU Carbon Border Adjustment Mechanism (CBAM) maps to 1 other compliance frameworks. The top mapping partners are CSRD (17% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I get started with EU Carbon Border Adjustment Mechanism (CBAM) compliance?

Start your EU Carbon Border Adjustment Mechanism (CBAM) compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about EU Carbon Border Adjustment Mechanism (CBAM) requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 24 controls and track your progress.

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