CFTC System Safeguards (17 CFR 37, 38, 39, 49)NIST SP 800-171 Rev 3

CFTC System Safeguards (17 CFR 37, 38, 39, 49) covers 25.8% of NIST SP 800-171 Rev 3

25 of the 97 controls in NIST SP 800-171 Rev 3 are already satisfied by evidence you collected for CFTC System Safeguards (17 CFR 37, 38, 39, 49). 72 are genuine gaps. Every claim below was judged against both control sets and then argued against; the ones that did not survive are published further down with the reason each failed.

25.8%
of the target already covered
25
controls evidenced
72
genuine gaps
0
claims rejected in review

What this leaves you to do

NIST SP 800-171 Rev 3 has 97 controls. Holding CFTC System Safeguards (17 CFR 37, 38, 39, 49) already evidences 25 of them, so the work in front of you is 72 controls, not 97, which is 74% of the standard rather than all of it.

That is the whole claim. Every number in that sentence comes from the two counts above it and can be re-derived from the free tools without taking our word for any of it.

In money, using only our numbers. The full report is $299 and names 25 controls of NIST SP 800-171 Rev 3 you do not have to implement again, which is $11.96 per control identified. That arithmetic uses our price and our count and assumes nothing about you.

In your hours, using your assumption. We do not know what a control costs you to implement, so pick the column that looks like your organisation. These are your figures, not our claim.

If a control takes you4 hours8 hours16 hours
the 25 already evidenced are100 hours200 hours400 hours
and the 72 remaining are288 hours576 hours1,152 hours

Multiply by your own rate. We publish no rate because we have not measured yours, and a number built on an invented rate is the kind of claim this platform exists to argue against.

This number is directional. It says how much of NIST SP 800-171 Rev 3 your CFTC System Safeguards (17 CFR 37, 38, 39, 49) evidence satisfies. The reverse pair is a different number, often very different, because a security standard has enormous depth for access control and almost none for lawful basis or data subject rights.

47 candidate mappings were examined and 0 were removed. Signed off 2026-08-19, review level machine verified. Mappings were judged by Claude Code rather than read line by line by a practitioner. Every claim shows its reasoning so you can check it. Ask and a practitioner will review this pair.

Where the gaps are

Coverage is never evenly spread. A source standard usually satisfies one part of a target almost completely and barely touches another, and which part is which is the thing worth knowing before you plan the work.

03.11 RA (Risk Assessment)3 of 3 evidenced
03.06 IR (Incident Response)4 of 5 evidenced, 1 to do
03.12 CA (Security Assessment and Monitoring)3 of 4 evidenced, 1 to do
03.16 SA (System and Services Acquisition)2 of 3 evidenced, 1 to do
03.10 PE (Physical Protection)3 of 5 evidenced, 2 to do
03.02 AT (Awareness and Training)1 of 2 evidenced, 1 to do
03.04 CM (Configuration Management)4 of 10 evidenced, 6 to do
03.15 PL (Planning)1 of 3 evidenced, 2 to do
03.17 SR (Supply Chain Risk Management)1 of 3 evidenced, 2 to do
03.14 SI (System and Information Integrity)1 of 5 evidenced, 4 to do
03.01 AC (Access Control)2 of 16 evidenced, 14 to do
03.03 AU (Audit and Accountability)0 of 8 evidenced, 8 to do
03.05 IA (Identification and Authentication)0 of 8 evidenced, 8 to do
03.07 MA (Maintenance)0 of 3 evidenced, 3 to do
03.08 MP (Media Protection)0 of 7 evidenced, 7 to do
03.09 PS (Personnel Security)0 of 2 evidenced, 2 to do
03.13 SC (System and Communications Protection)0 of 10 evidenced, 10 to do

Theme level, not control level, deliberately. The per-control list of what is evidenced and what is a gap is the report itself, so publishing it here would be publishing the thing being sold.

Claims that held

A sample. Each one names the control whose evidence does the work, the control it satisfies, and why.

37.1401(a)(2), 38.1051(a)(2), 39.18(b)(2)(i), 49.24(b)(2)03.01.04argued against and upheld
Separation of Duties

Information security category expressly requires separation of duties.

37.1401(a)(2), 38.1051(a)(2), 39.18(b)(2)(i), 49.24(b)(2)03.01.05argued against and upheld
Least Privilege

Information security category expressly requires least privilege access.

37.1401(a)(2), 38.1051(a)(2), 39.18(b)(2)(i), 49.24(b)(2)03.02.01argued against and upheld
Literacy Training and Awareness

Expressly requires security awareness training for personnel.

37.1401(a)(5), 38.1051(a)(5), 39.18(b)(2)(iv), 49.24(b)(5)03.04.01argued against and upheld
Baseline Configuration

Systems operations expressly requires baseline configuration.

37.1401(a)(6), 38.1051(a)(6), 39.18(b)(2)(v), 49.24(b)(6)03.04.03argued against and upheld
Configuration Change Control

Requires change management procedures and approvals for system changes.

37.1401(a)(5), 38.1051(a)(5), 39.18(b)(2)(iv), 49.24(b)(5)03.04.06argued against and upheld
Least Functionality

Systems operations expressly requires least functionality.

37.1401(a)(5), 38.1051(a)(5), 39.18(b)(2)(iv), 49.24(b)(5)03.04.10argued against and upheld
System Component Inventory

Requires inventory of authorised and unauthorised devices and software.

37.1401(h)(6), 38.1051(h)(6), 39.18(e)(6), 49.24(j)(6)03.06.01argued against and upheld
Incident Handling

Requires a written incident response plan covering classification, escalation and handling.

Claims that did not hold

Nothing proposed for this pair was rejected in review. That is unusual and worth knowing rather than hiding: it means the candidate set was small and every candidate held.

The full report

Everything above is a sample. The report is every evidenced control and every gap, with the reasoning and the source document behind each one, in a form you can hand to an assessor. $299, emailed immediately.

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