Financial Services and Markets Act 2000 (UK)
Approval, the Senior Managers Regime and the Certification Regime (Part 5, ss 59 to 66A) – Financial Services and Markets Act 2000 (UK)

Financial Services and Markets Act 2000 (UK) s60: Applications for approval

A firm must apply for approval before an individual performs a senior management function, including the information the regulator requires (fitness and propriety information, the statement of responsibilities, and a current management responsibilities map where applicable), per s 60.

Maintained by Gerard Blokdyk

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