Financial Services and Markets Act 2000 (UK)
Approval, the Senior Managers Regime and the Certification Regime (Part 5, ss 59 to 66A) – Financial Services and Markets Act 2000 (UK)

Financial Services and Markets Act 2000 (UK) s59: Approval required before performing a senior management function

A firm must not permit an individual to perform a senior management function, as designated by the FCA or PRA, unless the regulator has approved that individual to perform it, per s 59 (as inserted and amended for the Senior Managers Regime).

Maintained by Gerard Blokdyk

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