CFTC System Safeguards (17 CFR 37, 38, 39, 49) CFTC-SS-2: Enterprise Risk Management and Governance Category

What else in your programme already covers this

This control maps to 53 controls across 18 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.1 · 6 controls

CCM-A&A-05 Audit Management Process
CCM-A&A-06 Remediation
CCM-GRC-01 Governance Program Policy and Procedures
CCM-GRC-02 Risk Management Program
CCM-GRC-06 Governance Responsibility Model
CCM-HRS-09 Personnel Roles and Responsibilities

NIST Cybersecurity Framework 2.0 · 5 controls

NIST-CSF-GV.OV-01 Cybersecurity risk management strategy outcomes are reviewed to inform and adjust strategy and direction
NIST-CSF-GV.RM-01 Risk management objectives are established and agreed to by organizational stakeholders
NIST-CSF-GV.RM-03 Cybersecurity risk management activities and outcomes are included in enterprise risk management processes
NIST-CSF-GV.RM-04 Strategic direction that describes appropriate risk response options is established and communicated
NIST-CSF-GV.RR-02 Roles, responsibilities, and authorities related to cybersecurity risk management are established, communicated, understood, and enforced

APRA CPS 230 Operational Risk Management · 4 controls

CPS230-13 Board Accountability for Operational Risk Management
CPS230-14 Board Setting of Senior Manager Roles and Responsibilities
CPS230-15 Operational Risk Elements of the Risk Management Framework
CPS230-16 Internal Audit Review of the Business Continuity Plan

FedRAMP High · 4 controls

CA-2 Control Assessments
CA-5 Plan of Action and Milestones
CA-7(4) Continuous Monitoring | Risk Monitoring (CA-7(4))
RA-3 Risk Assessment

FedRAMP Moderate · 4 controls

CA-2 Control Assessments
CA-5 Plan of Action and Milestones
CA-7(4) Continuous Monitoring | Risk Monitoring (CA-7(4))
RA-3 Risk Assessment

HIPAA Security Rule · 4 controls

164.308(a)(1)(i) Security Management Process (Standard)
164.308(a)(1)(ii)(A) Risk Analysis (Required)
164.308(a)(1)(ii)(B) Risk Management (Required)
164.308(a)(2) Assigned Security Responsibility (Standard)

NIST SP 800-161 Rev 1 · 4 controls

161R1-CA-2 Control Assessments
161R1-CA-5 Plan of Action and Milestones
161R1-PM-3 Information Security and Privacy Resources
161R1-RA-3 Risk Assessment

NIST SP 800-66 Rev 2 · 4 controls

164.308(a)(1)(i) Security Management Process (Standard)
164.308(a)(1)(ii)(A) Risk Analysis (Required)
164.308(a)(1)(ii)(B) Risk Management (Required)
164.308(a)(2) Assigned Security Responsibility (Standard)

PCI DSS 4.0 · 4 controls

12.1.1 12.1.1 Overall information security policy established and disseminated
12.1.3 12.1.3 Security roles defined and acknowledged by all personnel
12.3.1 12.3.1 Targeted risk analysis for flexible-frequency requirements
12.4.1 12.4.1 Executive responsibility for a PCI DSS compliance program

C5 (Germany) · 3 controls

C5-COM-03 Internal audits of the information security management system
C5-COM-04 Information on information security performance and management assessment of the ISMS
C5-OIS-07 Application of the Risk Management Policy

SOC 2 · 3 controls

SOC2-CC1.3 CC1.3 Structures, reporting lines, authorities and responsibilities (COSO principle 3)
SOC2-CC3.2 CC3.2 Identifying and analysing risks to objectives (COSO principle 7)
SOC2-CC5.1 CC5.1 Selecting control activities that mitigate risk (COSO principle 10)

DORA · 2 controls

DORA-Art.5 Governance and organisation
DORA-Art.6 ICT risk management framework

Azure Security Benchmark · 1 control

GS-1 Align organization roles, responsibilities and accountabilities

ISO 22301:2019 · 1 control

5.3 Roles, responsibilities and authorities

ISO 27001:2022 · 1 control

5.2 Information security roles and responsibilities

ISO 27002:2022 · 1 control

5.2 Information security roles and responsibilities

NIST SP 800-171 Rev 3 · 1 control

03.11.01 Risk Assessment

NIST SP 800-53 Rev 5 · 1 control

NIST800-PM-9 PM-9 Risk Management Strategy

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

You are reading one control. How much of CFTC System Safeguards (17 CFR 37, 38, 39, 49) have you already done?

CFTC System Safeguards (17 CFR 37, 38, 39, 49) CFTC-SS-2 is one control. If you already hold one of the frameworks below, a reviewed crosswalk already says how much of CFTC System Safeguards (17 CFR 37, 38, 39, 49) your existing evidence covers. Hold NIST Cybersecurity Framework 2.0 and 28 of 39 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls already carry evidence.

If you hold NIST Cybersecurity Framework 2.071.8% covered · 11 gaps If you hold FedRAMP Moderate69.2% covered · 12 gaps If you hold Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.161.5% covered · 15 gaps If you hold C5 (Germany)59% covered · 16 gaps If you hold DORA51.3% covered · 19 gaps If you hold NIST SP 800-161 Rev 148.7% covered · 20 gaps

Each report names every control your existing framework evidences, every one it does not, the reasoning behind each claim, and the claims that were argued against and rejected. 5 were rejected on the NIST Cybersecurity Framework 2.0 pair alone.

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