ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia)
Section E: Distributors – ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia)

ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia) RG274.221-224: Distributors: keep records of distribution information

A distributor must keep records of distribution information for products currently issued: complaint numbers, the steps taken to keep distribution consistent with the TMD, and the other information it must report, available to ASIC on request.

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Other controls in Section E: Distributors – ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia)

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