ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)
Chapter 2: Management, supervision and representatives – ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)

ASIC Market Integrity Rules (Securities Markets) 2017 (Australia) 2.1.4: Ensure staff, directors and controllers are of good fame and character and high business integrity

A participant must ensure every employee or other person involved in its market business, and each director or controller, is of good fame and character and high business integrity; disqualification from managing a corporation or insolvency rules a person out, and convictions, regulatory discipline or adverse reports must be weighed.

Maintained by Gerard Blokdyk

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