Principles for Doing Business at Lloyd's
Principle 3: Outwards Reinsurance – Principles for Doing Business at Lloyd's

Principles for Doing Business at Lloyd's P3.4: 3.4 Monitoring, reporting and governance frameworks over outwards reinsurance

Robust monitoring, reporting and governance apply to reinsurance arrangements. Foundation: amendments and risks monitored, evaluated and notified with timely action; monitoring may be largely manual and reactive; external reporting timely with some review; Lloyd's approval sought in advance for any deviation from planned or actual reinsurance that would materially affect the syndicate business forecast or capital; roles, responsibilities and reporting lines including purchasing and signing authorities defined, board approved and reviewed. Higher levels add MI aligned to appetites and KRIs, breach logging, tailored senior reporting, early warning indicators, a board committee meeting quarterly and reporting across multiple views of risk.

Maintained by Gerard Blokdyk

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