OCC Heightened Standards (12 CFR Part 30, Appendix D)
II. Standards for the risk governance framework – OCC Heightened Standards (12 CFR Part 30, Appendix D)

OCC Heightened Standards (12 CFR Part 30, Appendix D) II.G.5: IRM monitoring of front line limit compliance

What does II.G.5 require?

The framework should require where the level and type of risk require it, monitoring by IRM of front line units' compliance with their limits, ongoing communication with them on adherence, and reporting of concerns to the CEO and the board or risk committee, at least quarterly (monitoring and reporting in G.3 to G.5 more often as the size and volatility of risks or material changes require).

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

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