OCC Heightened Standards (12 CFR Part 30, Appendix D)
II. Standards for the risk governance framework – OCC Heightened Standards (12 CFR Part 30, Appendix D)

OCC Heightened Standards (12 CFR Part 30, Appendix D) II.G.4: Quarterly front line monitoring of unit limits

What does II.G.4 require?

The framework should require monitoring by front line units of compliance with their limits, reported to IRM at least quarterly (monitoring and reporting in G.3 to G.5 more often as the size and volatility of risks or material changes require).

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

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