OCC Heightened Standards (12 CFR Part 30, Appendix D)
II. Standards for the risk governance framework – OCC Heightened Standards (12 CFR Part 30, Appendix D)

OCC Heightened Standards (12 CFR Part 30, Appendix D) II.C.3.(f): Internal audit: Quality assurance program

What does II.C.3.(f) require?

Internal audit, which in addition to Appendix A should ensure the framework complies with the Guidelines and suits the bank's size, complexity and risk profile, should establish a quality assurance program ensuring internal audit's policies, procedures and processes comply with regulatory and industry guidance, fit the bank's size, complexity and risk profile, are updated for internal and external risk factors, emerging risks and improved practices, and are consistently followed.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

Other controls in II. Standards for the risk governance framework – OCC Heightened Standards (12 CFR Part 30, Appendix D)

Query this from an agent

The graph holds this control, the 0 it maps to, and the evidence behind each claim, over MCP and REST.

MCP endpointAll OCC Heightened Standards (12 CFR Part 30, Appendix D) controls