OCC Heightened Standards (12 CFR Part 30, Appendix D)
II. Standards for the risk governance framework – OCC Heightened Standards (12 CFR Part 30, Appendix D)

OCC Heightened Standards (12 CFR Part 30, Appendix D) II.C.3.(a): Internal audit: Complete inventory of material processes and risks

What does II.C.3.(a) require?

Internal audit, which in addition to Appendix A should ensure the framework complies with the Guidelines and suits the bank's size, complexity and risk profile, should maintain a complete and current inventory of the bank's material processes, product lines, services and functions and assess their risks, including emerging risks, as the basis for the audit plan.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

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