OCC Heightened Standards (12 CFR Part 30, Appendix D)
II. Standards for the risk governance framework – OCC Heightened Standards (12 CFR Part 30, Appendix D)

OCC Heightened Standards (12 CFR Part 30, Appendix D) II.C.2.(f): Independent risk management: Escalate to the board on differences with the CEO

What does II.C.2.(f) require?

Independent risk management, which oversees the bank's risk-taking and assesses risks and issues independently of front line units, should identify and communicate to the board or its risk committee material risks and significant instances where its assessment differs from the CEO's, and significant instances where the CEO is not adhering to, or holding front line units accountable to, the framework.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

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