OCC Heightened Standards (12 CFR Part 30, Appendix D)
II. Standards for the risk governance framework – OCC Heightened Standards (12 CFR Part 30, Appendix D)

OCC Heightened Standards (12 CFR Part 30, Appendix D) II.C.2.(e): Independent risk management: Escalate to the CEO and board on risk differences and non-adherence

What does II.C.2.(e) require?

Independent risk management, which oversees the bank's risk-taking and assesses risks and issues independently of front line units, should identify and communicate to the CEO and to the board or its risk committee material risks and significant instances where its assessment differs from a front line unit's, and significant instances where a front line unit is not adhering to the framework or the II.C.1 standards.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

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