OCC Heightened Standards (12 CFR Part 30, Appendix D)
I. Introduction: scope, parent frameworks and independence structures – OCC Heightened Standards (12 CFR Part 30, Appendix D)

OCC Heightened Standards (12 CFR Part 30, Appendix D) I.3: I.3 Using the parent company's risk governance framework

A covered bank may use its parent company's risk governance framework in its entirety, without modification, only if that framework meets these minimum standards, the risk profiles of parent and bank are substantially the same, and the bank has shown this in a documented assessment made at least annually alongside independent risk management's annual review of the framework. Under I.4 the profiles are substantially the same when the bank's average total consolidated assets over the four most recent Call Reports are 95 percent or more of the parent's (FR Y-9C); a bank failing that test may submit a written analysis to the OCC for approval on other factors.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

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