Implement MiFIR transparency + trading obligation + transaction reporting under Regulation 600/2014 Articles 3-27 + RTS 1-2 + RTS 22 + RTS 24. Pre-trade transparency: Articles 3-4 (equity instruments - trading venues publish current bid and offer prices and depth + RTS 1) + Articles 8-9 (non-equity - bonds + structured finance + emission allowances + derivatives + RTS 2). Post-trade transparency: Articles 6-7 (equity + RTS 1) + Articles 10-11 (non-equity + RTS 2) - publish price + volume + time of transactions as close to real time as possible (within 5 minutes for equity + 15 minutes for non-equity). Waivers under Article 4(1) and Article 9(1) including large in scale (LIS) + size specific to instrument (SSTI) + Reference Price Waiver + Negotiated Trade Waiver + Order Management Facility. Trading Obligation: Article 23 shares (only on trading venues or SIs) + Article 28 derivatives subject to clearing obligation. Transaction Reporting Article 26 + RTS 22 - investment firms execute T+1 reporting to NCAs in 65 fields including LEI of decision-maker + counterparty + trading capacity + waiver + investment decision flags + venue execution + cancel. Reporting via ARMs (Approved Reporting Mechanisms). MiFIR Article 27 reference data reporting. Order record keeping Article 25 MiFIR + RTS 24. Consolidated Tape Providers (CTP) revival under 2024 Review + Equity CT 2025 + Bond CT 2025 + post-trade Equity first.
This control maps to 10 controls across 8 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.
Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.
The graph holds this control, the 10 it maps to, and the evidence behind each claim, over MCP and REST.