Financial Services and Markets Act 2000 (UK)
Control over authorised persons: change of control approval regime (Part 12) – Financial Services and Markets Act 2000 (UK)

Financial Services and Markets Act 2000 (UK) p12object: Regulator's power to object to, or impose conditions on, a change in control

The regulator may object to a proposed controller within the statutory assessment period, or approve subject to conditions, per s 187 and s 189; a firm and the controller must comply with any conditions imposed and must not treat silence past the assessment period as implicit if the regulator has validly extended it.

Maintained by Gerard Blokdyk

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