FDA 21 CFR Part 11
21 CFR Part 11 - Validation, Audit Trail, Operational Controls (§11.10(a) + (e) + (f))

FDA 21 CFR Part 11 Part11.AuditTrail: Audit trail requirements - secure computer-generated time-stamped (21 CFR §11.10(e))

Section 11.10(e) audit trail requirement: USE OF SECURE + COMPUTER-GENERATED + TIME-STAMPED AUDIT TRAILS to independently record the date and time of operator entries and actions that create + modify + or delete electronic records. Record changes must not obscure previously recorded information. Audit trails must be maintained for as long as required for the subject records (typically following the underlying record-retention requirement which can be 2 years (clinical) + 5 years (medical device) + or longer depending on the regulated activity) + must be AVAILABLE FOR AGENCY REVIEW AND COPYING. Audit trails must include: WHO (user identity); WHAT (action - create + modify + delete + view as appropriate); WHEN (computer-generated time stamp - server-side clock + synchronized to authoritative time source NTP); WHERE (system + module + record); BEFORE / AFTER VALUES (for modification audit); WHY (reason for change where applicable + commonly required by company SOP). The 'WHO + WHAT + WHEN + WHERE + WHY' acronym (5W) is industry-standard for Part 11 audit trail design. FDA inspectors routinely review audit trails for QC + clinical + manufacturing systems + focus on operator-action coverage + tamper-evidence + time-source integrity.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

What else in your programme already covers this

This control maps to 94 controls across 36 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

  • CH-FADP-19 Transparency and proactive information
  • CH-FADP-21 Data protection impact assessments
  • FADP-16 FDPIC Independence and Functions
  • FADP-7 Data Protection Impact Assessment (Articles 9-10)
  • FADP-9 Data Protection Advisor (Articles 14-15)

ISO/IEC 27011:2024 · 4 controls

  • 27011-5.2 Information Security Roles in Telecoms
  • 27011-6.3 Awareness and Training
  • 27011-8.4 Logging and monitoring
  • 27011-8.6 Data protection and backup
  • AT-DSG-10 Section 29 - Liability and right to compensation / civil jurisdiction
  • AT-DSG-12 Section 62 - Administrative penalties
  • AT-DSG-7 Section 18 - Establishment of the Data Protection Authority

BSI IT-Grundschutz · 3 controls

  • BSI-28 Audit event logging and storage
  • BSI-29 Audit record review and analysis
  • BSI-31 Audit log protection and retention
  • AWWA-3.4 Encryption and Data Protection
  • AWWA-4.4 Audit Logging and Monitoring
  • AZ-DPA-15 Article 17 - Dispute resolution
  • AZ-DPA-6 Article 6 - State regulation in personal data protection

Bahrain PDPL · 2 controls

  • BB-DPA-1 Section 1 - Short Title
  • BB-DPA-4 Section 4 - Principles Relating to Processing
  • IACS-UR-E26-Detect-Logging-Monitoring-Audit-Alerting IACS UR E26 Detect Goal - Logging + Network Monitoring + Audit Trail + Alerting + SIEM
  • IACS-UR-E27-Logging-Forensics-EventCapture IACS UR E27 - Equipment Logging + Forensic Readiness + Event Capture + Tamper Detection

ISO/IEC 27400:2022 · 2 controls

  • 27400-7.1 Network Security for IoT
  • 27400-7.4 Data retention and deletion
  • ItalyCodice-Garante-Enforcement-AdministrativeSanctions-Criminal-Art166-167-170-20MEUR-Coord-EDPB Italy Codice Garante Authority + Article 140-bis + Article 144 Complaints + Article 166 Administrative Sanctions up to EUR 20M/4% + Article 167 Criminal Offences + Article 170 Failure to Comply with Garante Orders + EDPB Coordination
  • ItalyCodice-ePrivacy-Cookies-ElectronicCommunications-Telemarketing-PublicOpposition-TrafficDataRetention-Art121-122-130-132 Italy Codice ePrivacy - Article 121 Electronic Communications + Article 122 Cookies and Tracking + Article 130 Unsolicited Direct Marketing + Article 132 Traffic Data Retention + Italian Public Opposition Register (Registro delle Opposizioni)
  • PAKPDPB-6 Cross-Border Transfer and Data Localization
  • PAKPDPB-7 NCPDP, Registration, Records, Processor Contracts, DPO
  • AUPRV-1 APP 1 Open and Transparent Management + Privacy Management Framework
  • AUPRV-6 Sensitive Information, PIA, Privacy by Design, Children
  • VERMONTAICDA-3 Bias Testing, Discrimination Prevention, Transparency
  • VERMONTAICDA-4 Vermont AG Enforcement and Cure
  • ASD37-27 Outbound data loss prevention (Very Good)
  • AL-DPA-14 Direct Marketing
  • LOPDP-EC-Governance-DPO-ROPA-DPIA-Privacy-by-Design-Training-Articles-46-58-Compliance-Monitoring Ecuador LOPDP Governance + DPO + ROPA + DPIA + Privacy by Design + Training
  • CAT-D3-2 Detective controls
  • UAE-PDPL-Art.18_19_20_21 Security measures, controller/processor relationship, DPIA (UAE PDPL Articles 18-21)
  • 62351-14 Cyber security event logging

India DPDP Act · 1 control

  • DOM172-Supervisory-Authority-Cooperation-Sanctions-Penalties-Articles-77-79-Awareness-Training-Retention-DPO-Designation Dominican Republic Law 172-13 Supervisory Authority + Sanctions + Articles 77-79 + DPO + Awareness

MITRE D3FEND · 1 control

OWASP ASVS · 1 control

  • DSOMM-3 Build, Deployment, Infrastructure Hardening, and Secrets Management

OWASP Top 10:2025 · 1 control

  • OWASPTOP10-9 A09:2025 Security Logging and Monitoring Failures
  • RUSPD-4 Special Categories, Biometric Data
  • CPSC-CS.3 Data Protection for Safety Systems
  • VIETNAMCYBER-4 Incident Reporting and Cooperation

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

Other controls in 21 CFR Part 11 - Validation, Audit Trail, Operational Controls (§11.10(a) + (e) + (f))

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