CFTC System Safeguards (17 CFR 37, 38, 39, 49)
CFTC System Safeguards: Business Continuity and Disaster Recovery

CFTC System Safeguards (17 CFR 37, 38, 39, 49) CFTC-SS-31: Testing Covers Outsourced Resources and Tester Independence from Providers

Apply the required testing to all resources whether owned or outsourced, verify that they work together effectively, and where independent testing is required engage a contractor independent of both the registrant and any outside service provider used to design, develop or maintain the resources being tested.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

What else in your programme already covers this

This control maps to 27 controls across 15 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.1 · 3 controls

FedRAMP High · 3 controls

  • CA-2(1) Independent Assessors
  • SA-9(1) External System Services | Risk Assessments and Organizational Approvals (SA-9(1))
  • SR-6 Supplier Assessments and Reviews (SR-6)

FedRAMP Moderate · 3 controls

  • CA-2(1) Independent Assessors
  • SA-9(1) External System Services | Risk Assessments and Organizational Approvals (SA-9(1))
  • SR-6 Supplier Assessments and Reviews (SR-6)

NIST SP 800-161 Rev 1 · 3 controls

NIST SP 800-171 Rev 3 · 3 controls

  • 03.16.03 External System Services
  • 03.17.01 Supply Chain Risk Management Plan
  • 03.17.03 Supply Chain Requirements and Processes

NIST Cybersecurity Framework 2.0 · 2 controls

  • NIST-CSF-GV.SC-07 The risks posed by a supplier, their products and services, and other third parties are understood, recorded, prioritized, assessed, responded to, and monitored over the course of the relationship
  • NIST-CSF-ID.RA-10 Critical suppliers are assessed prior to acquisition

PCI DSS 4.0 · 2 controls

  • 11.4.1 11.4.1 Penetration testing methodology defined and implemented
  • 12.8.4 12.8.4 Annual monitoring of TPSP compliance status

APRA CPS 230 Operational Risk Management · 1 control

  • CPS230-34 Tailoring of the Testing Program

C5 (Germany) · 1 control

  • C5-SSO-04 Monitoring of compliance with requirements

CIS Controls v8 · 1 control

DORA · 1 control

ISO 27001:2022 · 1 control

  • 5.21 Managing information security in the information and communication technology (ICT) supply chain

ISO 27002:2022 · 1 control

  • 5.21 Managing information security in the ICT supply chain

NIST SP 800-53 Rev 5 · 1 control

SOC 2 · 1 control

  • SOC2-CC9.2 CC9.2 Assessing and managing vendor and business partner risk

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

Other controls in CFTC System Safeguards: Business Continuity and Disaster Recovery

You are reading one control. How much of CFTC System Safeguards (17 CFR 37, 38, 39, 49) have you already done?

CFTC System Safeguards (17 CFR 37, 38, 39, 49) CFTC-SS-31 is one control. If you already hold one of the frameworks below, a reviewed crosswalk already says how much of CFTC System Safeguards (17 CFR 37, 38, 39, 49) your existing evidence covers. Hold NIST Cybersecurity Framework 2.0 and 28 of 39 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls already carry evidence.

If you hold NIST Cybersecurity Framework 2.071.8% covered · 11 gapsIf you hold FedRAMP Moderate69.2% covered · 12 gapsIf you hold Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.161.5% covered · 15 gapsIf you hold C5 (Germany)59% covered · 16 gapsIf you hold DORA51.3% covered · 19 gapsIf you hold NIST SP 800-161 Rev 148.7% covered · 20 gaps

Each report names every control your existing framework evidences, every one it does not, the reasoning behind each claim, and the claims that were argued against and rejected. 5 were rejected on the NIST Cybersecurity Framework 2.0 pair alone.

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Query this from an agent

The graph holds this control, the 27 it maps to, and the evidence behind each claim, over MCP and REST.

MCP endpointAll CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls