ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia)
Section C: Product governance arrangements – ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia)

ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia) RG274.52-58: Document, implement, embed and periodically review the product governance arrangements

Issuers and distributors should document their arrangements (owners, timeframes, processes), put them fully into day-to-day practice, make sure staff and senior management understand them, monitor and be able to show ASIC how they monitor compliance, and review them regularly and when obligations, the business or its environment change materially.

Maintained by Gerard Blokdyk

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