ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia)
Section D: Issuers, distribution, review, reporting and records – ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia)

ASIC Regulatory Guide 274 Product Design and Distribution Obligations (Australia) RG274.165-166: Issuers: keep records of TMD decisions with reasons and data

The issuer must keep full, accurate records of decisions about its TMDs and their reviews, with the reasons and underlying data, so compliance can be shown to ASIC on request.

Maintained by Gerard Blokdyk

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