APRA CPS 220 Risk Management
Operating Model

APRA CPS 220 Risk Management CPS220-P43: Designated Compliance Function

The institution must have a designated compliance function assisting senior management to effectively manage compliance risks, adequately staffed by appropriately trained and competent people with sufficient authority to perform their role and with a reporting line independent of business lines.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

What else in your programme already covers this

This control maps to 5 controls across 4 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

SOC 2 · 2 controls

  • SOC2-CC1.3 CC1.3 Structures, reporting lines, authorities and responsibilities (COSO principle 3)
  • SOC2-CC1.4 CC1.4 Attracting, developing and retaining competent people (COSO principle 4)

Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.1 · 1 control

NIST Cybersecurity Framework 2.0 · 1 control

  • NIST-CSF-GV.OC-03 Legal, regulatory, and contractual requirements regarding cybersecurity - including privacy and civil liberties obligations - are understood and managed

NIST SP 800-53 Rev 5 · 1 control

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

Query this from an agent

The graph holds this control, the 5 it maps to, and the evidence behind each claim, over MCP and REST.

MCP endpointAll APRA CPS 220 Risk Management controls