On top of the conflict procedures, the broker-dealer must adopt, keep current and enforce written procedures reasonably built to bring the firm into compliance with the whole regulation. In practice this means controls, training, surveillance and periodic testing that cover the disclosure, care and conflict obligations, with remediation of the gaps found and senior review of the program's effectiveness.
The graph holds this control, the 0 it maps to, and the evidence behind each claim, over MCP and REST.