Screen all clients and transactions in real time against UN Security Council and federal lists with regularly updated automated systems; freeze associated assets immediately on a match and prevent any movement; block transactions with designated persons and attempts to evade sanctions; keep freezing records, transaction, CDD, third-party CDD, monitoring and suspicious transaction records for at least eight years. Breaches of Part III can lead to action against the firm, its directors, Responsible Individuals, MLRO and senior management.
The graph holds this control, the 0 it maps to, and the evidence behind each claim, over MCP and REST.