ICH E6(R3) - Good Clinical Practice
Annex 1 section 3: sponsor – ICH E6(R3) - Good Clinical Practice

ICH E6(R3) - Good Clinical Practice 3.16-data: Handle data with integrity and confidentiality: risk-focused QC, pre-specified data and collection methods, validated data tools, life-cycle processes, blinding safeguards and documented unblinding, guidance to sites, no unjustified changes, timely investigator access without sponsor exclusive control, milestone endorsement, controlled pre-analysis steps, unambiguous participant codes, privacy, security and incident reporting

What does 3.16-data require?

The sponsor should ensure integrity and confidentiality of data; apply QC to relevant data handling stages and focus QA and QC, including data review, on higher-criticality data and metadata; pre-specify in the protocol what data are collected and how, with detail such as a data flow diagram in documents like a data management plan; validate fit-for-purpose data acquisition tools before use; implement documented processes for data integrity across the life cycle; safeguard blinding during entry and processing and describe unblinding (who, when, why, who stays blinded, safeguards); guide sites, providers and participants on data capture, changes, retention and disposal; not change investigator or participant data unless justified, agreed in advance and documented, while allowing justified, source-supported corrections; give investigators timely access to protocol data including external data, without sharing unblinding information; not hold exclusive control of data in acquisition tools; ensure investigators can access data for retention and know how to navigate systems; seek investigator endorsement at set milestones; define and document pre-analysis data management steps for each analysis; manage access during interim analysis and restrict edit access before final analysis and unblinding; use unambiguous participant codes; protect privacy and confidentiality; describe handling of data on withdrawal; protect data from unauthorised access, alteration, destruction or loss; and have processes to report incidents, including security breaches, with significant impact on trial data to relevant parties including regulators.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

Other controls in Annex 1 section 3: sponsor – ICH E6(R3) - Good Clinical Practice

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