Sets the risk-based supervision of money brokers approved under §118A of the Banking Ordinance: the major supervisory requirements (codes of conduct, business model, internal controls, policies and procedures, fitness and propriety of chief executives, directors and controllers, capital, net liquid assets, compliance with approval conditions) and the supervisory process of off-site reviews, on-site examinations and cooperation with other supervisors. Classification: a statutory guideline issued by the Monetary Authority under the Banking Ordinance §118C(7); version V.1, 15.11.24; applies to approved money brokers.
The graph holds this control, the 0 it maps to, and the evidence behind each claim, over MCP and REST.