Sets the minimum standards for IPO-related activities: risk analysis of an IPO and of share margin financing; financing subscriptions (policies, prior analysis and approval, credit limits, lending arrangements, margin requirement, prior funding arrangements); acting as designated or receiving bank (business strategy, roles and responsibilities, initial assessment, management of the application process, contingency planning, liquidity); share margin financing controls; and the supervisory approach. Classification: a statutory guideline issued by the Monetary Authority under the Banking Ordinance §7(3); version V.2, 17.11.2023; applies to AIs engaged in IPO financing, acting as designated or receiving banks, or providing share margin financing.
The graph holds this control, the 0 it maps to, and the evidence behind each claim, over MCP and REST.