Sets the minimum standards for an AI's Code of Conduct and the system that enforces it: the code covers responsibility, ethical values, conflicts of interest, granting and receiving credit, conduct when obtaining business, personal benefits, use of information, private investments, outside employment, reporting responsibility and disciplinary action; enforcement rests on board and senior management oversight, internal control, communication to staff, regular review, segregation of conflicting responsibilities and record maintenance. Classification: a statutory guideline issued by the Monetary Authority under the Banking Ordinance §7(3); version V.2, 09.12.22; applies to all AIs.
The graph holds this control, the 0 it maps to, and the evidence behind each claim, over MCP and REST.