The statutory AML/CFT guideline for AIs issued under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance and the Banking Ordinance, revised in May 2023: the AML/CFT systems an AI must have (senior management oversight, the compliance officer and money laundering reporting officer, independent audit, staff screening and training), the risk-based approach and institutional risk assessment, customer due diligence including beneficial ownership, simplified and enhanced due diligence, politically exposed persons, reliance on intermediaries, ongoing monitoring, wire transfers and the travel rule, correspondent banking, record keeping, suspicious transaction reporting to the Joint Financial Intelligence Unit and tipping-off, sanctions and terrorist financing screening, and the application to overseas branches and subsidiaries. Held as an image-only copy; the chapter structure is stated from the guideline's published form and is not read from this copy. Classification: a statutory guideline issued under the AMLO and the Banking Ordinance; version revised May 2023; applies to all AIs.
The graph holds this control, the 0 it maps to, and the evidence behind each claim, over MCP and REST.