FTC Safeguards Rule coordination with parallel regulators. BANKING AGENCIES (Interagency Guidelines per 12 CFR Parts 30 + 208 + 225 + 364 + 748): OCC + FRB + FDIC + NCUA issue equivalent safeguards regulations for federally-supervised banks + savings associations + credit unions; banks + credit unions are NOT subject to FTC Safeguards Rule (under banking regulator jurisdiction); the Interagency Guidelines are conceptually similar but apply different procedural specifics + supervisory expectations. SEC (17 CFR Part 248 Regulation S-P): SEC-registered investment advisors + broker-dealers + investment companies subject to SEC's Safeguards Rule under Regulation S-P (similar but with 2024 amendments adding incident notification + 30-day notification for affected individuals). CFPB: residual jurisdiction over certain non-bank financial institutions + may coordinate with FTC. STATE INSURANCE COMMISSIONERS: state insurance laws (most adopting NAIC Insurance Data Security Model Law) cover insurance entities. HIGHER EDUCATION INSTITUTIONS: subject to FERPA + the Higher Education Safeguards Rule (tracked separately as US GLBA Higher Education Safeguards Rule in this corpus); the FTC issued Education Department guidance on GLBA Safeguards for student financial aid (FERPA + GLBA dual-coverage). STATE ATTORNEYS GENERAL: may enforce state laws covering similar safeguards + breach notification (e.g. NYDFS Part 500 for NYDFS-licensed institutions). FEDERAL INTERAGENCY CRISIS RESPONSE: financial regulators coordinate via FFIEC + FBIIC for incident response + threat sharing.
The graph holds this control, the 0 it maps to, and the evidence behind each claim, over MCP and REST.