FFIEC IT Examination Handbook
FFIEC IT Examination Handbook: Information Security Governance

FFIEC IT Examination Handbook FFIEC-05: Roles and responsibilities definition

Roles and responsibilities definition. Control from FFIEC IT Examination Handbook framework, domain: FFIEC IT Examination Handbook: Information Security Governance.

Maintained by Gerard BlokdykControl text last updated

What else in your programme already covers this

This control maps to 277 controls across 145 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

NRC 10 CFR 73.54 - Nuclear Facility Cybersecurity · 5 controls

  • NRC7354-2 Critical Digital Asset (CDA) Identification, Scope, and Boundary
  • NRC7354-4 Security Controls Implementation per NRC RG 5.71 Appendix B/C
  • RG5.71-C.3 Cyber Security Training
  • RG5.71-C.5 Recovery and Restoration
  • RG5.71-C.6 Configuration Management

ISO/IEC 27557:2022 - Organisational Privacy Risk Management · 4 controls

Annex 11 to EU GMP - Computerised Systems · 3 controls

DAMA-DMBOK2 - Data Management Body of Knowledge (2nd Edition) · 3 controls

  • DA-1 Enterprise Data Architecture
  • DIQ-2 Data Quality Management
  • RMD-1 Reference Data Management

IAEA Nuclear Security Series - Computer Security at Nuclear Facilities (NSS-17-T Rev 1) · 3 controls

IEC 62304:2015 Medical Device Software Lifecycle Processes · 3 controls

ISO 15189:2022 - Medical Laboratories Requirements for Quality and Competence · 3 controls

ISO 19650 - Organisation and Digitisation of Information about Buildings and Civil Engineering Works (BIM) · 3 controls

ISO 22320:2018 · 3 controls

ISO 22739:2024 - Blockchain and Distributed Ledger Technologies Vocabulary · 3 controls

ISO 37000:2021 - Governance of Organizations · 3 controls

ISO/IEC 23837 - Security Requirements for Quantum Key Distribution · 3 controls

ISO/IEC 23894:2023 · 3 controls

ISO/IEC 27004:2016 · 3 controls

ISO/IEC 27011:2024 · 3 controls

ISO/IEC 27014:2020 · 3 controls

ISO/IEC 27400:2022 · 3 controls

ISO/IEC 29100:2024 · 3 controls

ISO/IEC 29134:2023 · 3 controls

ISO/IEC 29147:2018 · 3 controls

ISO/IEC 30111:2019 · 3 controls

ISO/IEC 38500:2024 - Governance of IT · 3 controls

Illinois Biometric Information Privacy Act (BIPA) · 3 controls

NIST SP 800-124 Revision 2 - Guidelines for Managing the Security of Mobile Devices · 3 controls

Nebraska Data Privacy Act · 3 controls

  • NDPA-1 Applicability, Scope, and Carve-Outs
  • NDPA-2 Consumer Rights - Access, Correct, Delete, Portability, Appeal
  • NDPA-5 Privacy Notice, Data Minimisation, and Purpose Limitation

Nigeria Data Protection Act 2023 (NDPA) · 3 controls

  • NG-NDPA-1 Scope, Applicability, and Establishment of Nigeria Data Protection Commission
  • NG-NDPA-2 Lawful Basis, Consent, and Data Protection Principles
  • NG-NDPA-5 Security of Processing, Breach Notification, and DPIA

O-RAN WG11 Security Specification · 3 controls

  • ORANWG11-2 O-RAN Interface Security: E2, A1, O1, O2, Open Fronthaul
  • ORANWG11-3 Cryptography, TLS, SSH, IPsec, and PKI Lifecycle Management
  • ORANWG11-6 Security Test Specifications, Certification, and Conformance

PIC/S Guide to Good Manufacturing Practice for Medicinal Products · 3 controls

  • PICSGMP-2 Chapter 2: Personnel - Qualified Personnel, Key Responsibilities, Training
  • PICSGMP-5 Chapter 5: Production Operations and Material Management
  • PICSGMP-7 Chapter 7: Outsourced Activities and Supplier Management

Trinidad and Tobago Data Protection Act 2011 · 3 controls

UK Bribery Act 2010 · 3 controls

21 CFR Part 58 - Good Laboratory Practice (GLP) · 2 controls

AICPA Privacy Management Framework (PMF) · 2 controls

Albania Law on Protection of Personal Data (Law No. 9887, 2008, amended 2014) · 2 controls

Austria Data Protection Act (Datenschutzgesetz, DSG, amended 2018) · 2 controls

  • AT-DSG-2 Section 2 - Scope and application
  • AT-DSG-8 Section 22 - Functions and powers of the DPA

Automotive SPICE (ASPICE) v4.0 - Process Assessment Model · 2 controls

  • MLE.1 Machine Learning Requirements Analysis
  • MLE.3 Machine Learning Training

Florida Digital Bill of Rights (FDBR) · 2 controls

  • FDBR-702 Definitions (§501.702)
  • FDBR-Scope-Defs Scope, Applicability Thresholds and Definitions (Fla. Stat. 501.701, 501.702, 501.703, 501.704)

GAMP 5 - Good Automated Manufacturing Practice · 2 controls

IATF 16949:2016 - Quality Management System for Automotive Production · 2 controls

ICH Q10 - Pharmaceutical Quality System · 2 controls

IEC 60601-1 - Medical Electrical Equipment Safety · 2 controls

ISO 19011 · 2 controls

  • 6.5 Preparing and Distributing Audit Report
  • 6.7 Conducting Audit Follow-up

ISO 20400:2017 - Sustainable Procurement · 2 controls

ISO 41001:2018 - Facility Management Systems · 2 controls

ISO 56002 · 2 controls

ISO 8000 - Data Quality · 2 controls

ISO/IEC 17025:2017 - General Requirements for Testing and Calibration · 2 controls

ISO/IEC 25012:2008 - Data Quality Model · 2 controls

Israel Protection of Privacy Law (5741-1981) · 2 controls

MTCS (Singapore) · 2 controls

NATO STANAG 4774 (Confidentiality Metadata Labels) and STANAG 4778 (Metadata Binding) · 2 controls

  • STANAG-1 STANAG 4774 Confidentiality Label Schema and XML Structure
  • STANAG-2 STANAG 4778 Metadata Binding Mechanism and Cryptographic Binding

NIST Cybersecurity Framework 2.0 · 2 controls

  • NIST-CSF-DE.AE-08 Incidents are declared when adverse events meet the defined incident criteria
  • NIST-CSF-PR.AA-05 Access permissions, entitlements, and authorizations are defined in a policy, managed, enforced, and reviewed, and incorporate the principles of least privilege and separation of duties

NIST SP 800-171A Rev 3 - Assessing CUI Security Requirements · 2 controls

NIST SP 800-82 Revision 3: Guide to Industrial Control Systems (ICS) Security · 2 controls

  • NISTSP82-1 OT Security Program Governance, Policy, Roles, and Safety-Security Integration
  • NISTSP82-7 OT Incident Response, Forensics, Recovery, and Continuity

SANS Incident Handler's Handbook and PICERL Methodology · 2 controls

SOC 2 · 2 controls

  • SOC2-CC4.2 COSO principle 17: Evaluates and communicates deficiencies in a timely manner
  • SOC2-CC7.4 Responds to identified security incidents through defined procedures

SSAE 18 - Attestation Standards (SOC Reporting) · 2 controls

Science Based Targets Initiative (SBTi) - Net-Zero Standard · 2 controls

  • C1 Organizational Boundary
  • C3 Scope 1 and 2 Coverage

Tanzania Personal Data Protection Act (Draft) · 2 controls

UK Gambling Commission - Cyber Resilience Requirements · 2 controls

US SEC Digital Assets and Crypto Regulatory Framework · 2 controls

21 CFR Part 211 - Current Good Manufacturing Practice · 1 control

ASIS SPC.1-2009 - Organizational Resilience Standard · 1 control

  • 4.4.1 Resources, Roles, Responsibility, and Authority

AWWA Cybersecurity Guidance for the Water Sector (American Water Works Association) · 1 control

Azerbaijan Law on Personal Data (2010) · 1 control

Barbados Data Protection Act 2019 · 1 control

CISA Cross-Sector Cybersecurity Performance Goals (CPG) 2.0 · 1 control

  • CPG-6.B Supply Chain Incident Reporting

COBIT 2019 · 1 control

FDA Quality Management System Regulation (QMSR) · 1 control

  • QMSR-ISO13485-Sec5 Management responsibility (ISO 13485:2016 Section 5 - incorporated via §820.10)

FTC GLBA Safeguards Rule (16 CFR Part 314) · 1 control

FedRAMP High · 1 control

  • CA-9 Internal System Connections

FedRAMP Moderate · 1 control

  • CA-9 Internal System Connections

French Sapin II Law (Law No. 2016-1691) · 1 control

GLBA · 1 control

GLI-33 - Gaming Laboratories International Event Wagering Systems · 1 control

HKMA SPM · 1 control

IAIS Insurance Core Principles (ICPs) · 1 control

  • ICP-1 Objectives, Powers and Responsibilities of the Supervisor

IATA Operational Safety Audit (IOSA) Standards Manual · 1 control

IEC 62351 - Power Systems Communication Security · 1 control

IMO Maritime Cybersecurity Guidelines (MSC-FAL.1/Circ.3/Rev.2) · 1 control

ISMAP (Japan) · 1 control

ISO 14064 - Greenhouse Gas Accounting and Verification (Parts 1-3) · 1 control

ISO 26262:2018 - Functional Safety for Road Vehicles · 1 control

ISO 27017 · 1 control

ISO 27018 · 1 control

ISO 27043 · 1 control

ISO 28001:2007 Supply Chain Security Management · 1 control

ISO 37001:2016 · 1 control

  • 5.3.1 Roles and responsibilities

ISO/IEC 27003:2017 · 1 control

ISO/IEC 27007:2020 · 1 control

ISO/IEC 27031:2011 · 1 control

ISO/IEC 27050 - Electronic Discovery (Parts 1-4) · 1 control

ISO/IEC 29115:2023 - Entity Authentication Assurance Framework · 1 control

ISO/SAE 21434 · 1 control

ITAR - International Traffic in Arms Regulations · 1 control

ITU Radio Regulations and Space Security Standards · 1 control

Kuwait National Cybersecurity Framework · 1 control

MITRE ATT&CK · 1 control

Monetary Authority of Singapore Technology Risk Management Guidelines · 1 control

NIST Post-Quantum Cryptography Standards (FIPS 203, 204, 205) · 1 control

  • PQC-4 FIPS 205 SLH-DSA Implementation - Stateless Hash-Based Digital Signature

NIST SP 800-115 (Technical Guide to Information Security Testing and Assessment) · 1 control

  • NISTSP115-1 Scope, Methodology, and Assessment Planning

NIST SP 800-123 · 1 control

NIST SP 800-137 · 1 control

  • NISTSP137-1 ISCM Strategy, Governance, and Volatility Assessment

NIST SP 800-144 · 1 control

  • NISTSP144-1 Cloud Governance, Risk Assessment, and Provider Trust Evaluation

NIST SP 800-145 · 1 control

  • NISTSP145-7 Cloud Procurement Standards Aligned to NIST SP 800-145 Definition

NIST SP 800-146 · 1 control

  • NISTSP146-1 Cloud Adoption Strategy, Workload Suitability, and Decision Framework

NIST SP 800-190 · 1 control

NIST SP 800-53 Rev 5 LOW · 1 control

  • CA-9 Internal System Connections

NIST SP 800-53 Rev 5 MODERATE · 1 control

  • CA-9 Internal System Connections

NIST SP 800-53 Revision 5.1 HIGH · 1 control

  • CA-9 Internal System Connections

NIST SP 800-61 · 1 control

  • NISTSP61-2 Computer Security Incident Response Team (CSIRT) Structure and Staffing

NIST SP 800-63-4 · 1 control

  • NISTSP63R4-1 Digital Identity Risk Management and IAL/AAL/FAL Assurance Level Selection

NIST SP 800-88 · 1 control

  • NISTSP88-1 Media Sanitization Policy, Roles, and Decision Framework

NIST SP 800-92 · 1 control

  • NISTSP92-1 Log Management Programme, Policy, Roles, and Operational Runbooks

Notifiable Data Breaches Scheme (Australia) · 1 control

  • AUNDB-A3 Eligible Data Breach Determination and Serious Harm Threshold

OCC Heightened Standards (12 CFR Part 30, Appendix D) · 1 control

  • OCCHS-1 Scope, Applicability, and Definitions of Heightened Standards

OSFI B-13 · 1 control

  • OSFIB13-1 Governance, Risk Management, and Three Lines of Defense

OWASP MASVS · 1 control

OWASP SAMM · 1 control

  • OWASPSAMM-1 Governance: Strategy, Policy, Compliance, Education, Champions

OWASP Top 10:2025 · 1 control

Open Banking Security · 1 control

  • OPENBANK-2 Strong Customer Authentication (SCA), Consent Lifecycle, and Customer UX

OpenSSF Scorecard · 1 control

  • OSSFSC-1 Branch Protection, Code Review, and Repository Governance

PCI DSS 4.0 · 1 control

  • 2.2.2 Vendor default accounts are managed as follows: • If the vendor default account(s) will be used, the default password is changed per Requirement 8.3.6. • If the vendor default account(s) will not be used,

PCI P2PE · 1 control

PCI PIN Security · 1 control

PCI SSF · 1 control

PSD2 SCA · 1 control

  • PSDTWO-1 Strong Customer Authentication (SCA) Core Requirements

PTES · 1 control

Philippines Cybercrime Prevention Act (RA 10175) · 1 control

  • PHILCC-1 Computer Crime Offences (Illegal Access, Interference, Misuse of Devices)

Regional Comprehensive Economic Partnership (RCEP) - E-Commerce Chapter · 1 control

  • RCEPEC-1 Online Personal Information Protection (12.13)

Rhode Island Data Transparency and Privacy Protection Act (RIDTPPA) · 1 control

SIG (Shared Assessments) · 1 control

SLSA · 1 control

  • SUPCHAIN-1 Build Integrity - Source, Build, Provenance

Singapore Cybersecurity Act 2018 · 1 control

  • SCA-S2 Interpretation and Definitions

Singapore Government Instruction Manual on ICT&SS Management (IM8) · 1 control

South Korea ISMS-P · 1 control

South Korea Korea Internet Self-Governance Organisation (KISO) Code of Ethics · 1 control

South Korea PIPA · 1 control

Sweden Data Protection Act (Dataskyddslag, 2018:218) · 1 control

  • SWE-2 Relationship to GDPR

Switzerland New Federal Act on Data Protection (nFADP/nDSG, 2023) · 1 control

  • FADP-5 Definitions (Article 5)

UK GDPR (UK General Data Protection Regulation) · 1 control

  • UKGDPRREG-1 Subject Matter, Scope, Principles (Articles 1-11)

UK Open Banking Standard · 1 control

UK Telecommunications (Security) Act 2021 · 1 control

US Foreign Corrupt Practices Act (FCPA) · 1 control

WCAG 2.2 · 1 control

WHO Global Strategy on Digital Health 2020-2025 · 1 control

  • SO2.2 Digital health architecture blueprint

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

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