ESMA Guidelines on Outsourcing to Cloud Service Providers (ESMA50-157-2403)
Guideline 6: Access and audit rights – ESMA Guidelines on Outsourcing to Cloud Service Providers (ESMA50-157-2403)

ESMA Guidelines on Outsourcing to Cloud Service Providers (ESMA50-157-2403) 40: Give the provider reasonable prior notice of on-site visits, except in emergencies

What does 40 require?

Before an on-site visit, including one by a third party the firm appoints such as an auditor, the firm ensures the CSP is given prior notice within a reasonable period stating the location, purpose and participating personnel, unless early notice is impossible because of an emergency or crisis or would make the audit ineffective.

Maintained by Gerard Blokdyk

Other controls in Guideline 6: Access and audit rights – ESMA Guidelines on Outsourcing to Cloud Service Providers (ESMA50-157-2403)

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The graph holds this control, the 0 it maps to, and the evidence behind each claim, over MCP and REST.